SEC to Host November Roundtable on Machine-Understandable Data and Super Intelligence
Washington D.C., Oct. 19, 2026 — In an effort to keep pace with rapid technological advancements reshaping the financial landscape,…
US Securities and Exchange Commission and Japan’s FSA Convene Autumn Regulatory Dialogue in Tokyo to Strengthen Bilateral Cooperation
Washington D.C. — In an ongoing effort to reinforce international regulatory alignment and address evolving global capital market dynamics, senior…
0
SEC Unveils Fiscal Year 2027 Examination Priorities to Protect Investors and Strengthen Market Integrity
WASHINGTON D.C. — The Securities and Exchange Commission (SEC) announced its Division of Examinations’ Fiscal Year 2027 examination priorities today,…
SEC to Resume Processing Registration Applications
Washington D.C., Oct. 20, 2026 — The U.S. Securities and Exchange Commission (SEC) and the French Autorité des Marchés Financiers…
SEC Moves for Final Judgment Against Former Western Asset CIO in Multi-Million Dollar Cherry-Picking Scheme
WASHINGTON — The Securities and Exchange Commission announced a major milestone today in its ongoing enforcement efforts against financial market…
0
SEC Proposes Amendments to Modernize Investment Company Cross-Trading Rule and Lower Costs for Investors
Washington D.C., Oct. 9, 2026 — The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading…
